Ms. Susi focuses her practice on legal due diligence reviews of public and private offerings, reviewing and advising on regulatory, due diligence, and legal related matters.
Prior to joining The Bowman Law Firm, Ms. Susi was Compliance Counsel for W. P. Carey Inc. where she drafted compliance and legal policies and procedures, directed the marketing review process, including addressing all communication related to regulatory comments or questions. Ms. Susi rolled out a social media program for the broker-dealer, initiated an enterprise level records retention program, reviewed contracts and oversaw the legal review for broker-dealer technology implementation and maintenance. Prior to W. P. Carey, Ms. Susi was a financial advisor for Morgan Stanley and then for Merrill Lynch where she built a client base of high-net worth investors and created comprehensive financial plans for her clients.
Ms. Susi received her J.D. from Brooklyn Law School and her BA in communications from University of Pennsylvania.